Daniel Da Ponte founded Axis Advisors, LLC after spending the early part of his career at a wire house and then an independent broker/dealer. He believed that his clients deserved more than either model could deliver: they needed a partner that would provide them with unbiased advice, experienced independent investment management and state of the art financial planning software and technology.
At Axis, we understand that building a financial advisory practice that does right by clients and meets revenue targets isn’t easy. Fortunately, we can support advisors struggling with this dilemma.
What advisor profile would we be the right solution for? Advisors who:
Have fee-based assets under management of between $10 million and $100 million
Are seeking to focus solely on their clients within a fee-only RIA providing financial planning and wealth management services
Want to continue offering fixed insurance solutions as an outside business activity
Want to ensure that clients belong to the advisor
Want the ability to monetize their practice and have a succession plan in case of an untimely life event
Does not want to manage the responsibility of firm compliance and administration
Our independent firm provides:
Practice transition support and administration
Turnkey advisory platform
State-of-the-art financial planning, CRM and portfolio accounting software
Institutional custodians Charles Schwab & Co., Fidelity Investments and independent investment managers
Competitive errors and omissions insurance coverage
Comprehensive compliance platform
Practice development and marketing support
Competitive revenue payouts
Qualifying advisor(s) may be eligible for practice transition account transfer costs
Change is never easy. The prospect of re-papering client accounts alone is enough to scare many advisors out of making a move. Fortunately, our state of the art technology tools allow us to facilitate this process.
If you believe in the fiduciary model like we do, our independent model and turnkey platform could be just the partner you're looking for. Requests for additional information are strictly confidential.